SEC Form 4/A · accession 0000891839-16-000269
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John G. O'Grady
Officer — GM, WW Sales, Vice President
Period of report
Sep 3, 2016
Accepted (ET)
Sep 30, 2016 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 3, 2016 | A | 11,233 | A | — | Sep 3, 2019 | Common Stock, par value | 11,233 | 11,233 | D |
| Stock Option (Right to Buy)F2 | $15.58 | Sep 3, 2016 | A | 29,712 | A | — | Sep 2, 2023 | Common Stock, par value $.01 | 29,712 | 29,712 | D |
Explanation of responses
- F1Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16.
- F2Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date.