SEC Form 4 · accession 0000891839-16-000232

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Jun 16, 2016

Accepted (ET)

Jun 17, 2016 · 4:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $.01^F1	Jun 16, 2016	M	12,327	$0.00	A	22,100	D
Common Stock, par value $.01^F2	Jun 16, 2016	F	5,819	$15.62	D	16,281	D
Common Stock, par value $.01^F3	Jun 16, 2016	M	9,448	$0.00	A	25,729	D
Common Stock, par value $.01^F2	Jun 16, 2016	F	4,460	$15.62	D	21,269	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Jun 16, 2016	M	12,327	D	Jun 16, 2017	Jun 16, 2017	Common Stock, par value $.01	12,327	12,329	D
Restricted Stock Units^F3	$0.00	Jun 16, 2016	M	9,448	D	—	Jun 16, 2018	Common Stock, par value $.01	9,448	18,897	D
Stock Option (Right to Buy)^F4	$17.64	holding	—	—	—	—	Jun 16, 2022	Common Stock, par value $.01	78,493	78,493	D

F1These restricted stock units, which were previously reported by Mr. McMullen, convert into common stock on a one-for-one basis.
F2Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units, which were previously reported by Mr. McMullen.
F3These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/16/15 grant date.
F4This option vests one-third on each of the first three anniversaries of the 6/16/15 grant date.