SEC Form 4/A · accession 0000891839-16-000209
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brad Kruchten
Officer — Senior Vice President
Period of report
Apr 1, 2016
Accepted (ET)
May 25, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01F1 | Apr 1, 2016 | M | 772 | $0.00 | A | 862 | I | By Spouse |
| Common Stock, par value $.01F2 | Apr 1, 2016 | F | 327 | $10.84 | D | 535 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Apr 1, 2016 | A | 772 | A | Apr 1, 2016 | Apr 1, 2016 | Common Stock, par value $.01 | 772 | 772 | I |
| Restricted Stock UnitsF1 | $0.00 | Apr 1, 2016 | M | 772 | D | Apr 1, 2016 | Apr 1, 2016 | Common Stock, par value $.01 | 772 | 0 | I |
Explanation of responses
- F1These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest immediately.
- F2Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
Remarks
The transactions reported in this amendment by Mr. Kruchten's spouse were not included in Mr. Kruchten's 4/1/16 Form 4.