SEC Form 4 · accession 0000891839-16-000188

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Apr 1, 2016

Accepted (ET)

Apr 5, 2016 · 9:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01^F1	Apr 1, 2016	M	2,717	$0.00	A	7,177	D
Common Stock, par value $.01^F2	Apr 1, 2016	F	1,277	$10.84	D	5,900	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Apr 1, 2016	A	2,717	A	Apr 1, 2016	Apr 1, 2016	Common Stock, par value $.01	2,717	2,717	D
Restricted Stock Units^F1	$0.00	Apr 1, 2016	M	2,717	D	Apr 1, 2016	Apr 1, 2016	Common Stock, par value $.01	2,717	0	D
Restricted Stock Units^F3	$0.00	holding	—	—	—	—	Oct 1, 2017	Common Stock, par value $.01	15,383	15,383	D
Restricted Stock Units^F4	$0.00	holding	—	—	—	—	Oct 1, 2018	Common Stock, par value $.01	11,320	11,320	D
Stock Option (Right to Buy)^F5	$15.46	holding	—	—	—	—	Sep 30, 2022	Common Stock, par value $.01	27,090	27,090	D

F1These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest immediately.
F2Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date.
F4These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/15 grant date.
F5This option vests one-third on each of the first three anniversaries of the 10/1/15 grant date.