SEC Form 4 · accession 0000891839-16-000186

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Apr 1, 2016

Accepted (ET)

Apr 5, 2016 · 9:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01^F1	Apr 1, 2016	M	6,092	$0.00	A	12,600	D
Common Stock, par value $.01^F2	Apr 1, 2016	F	2,827	$10.84	D	9,773	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Apr 1, 2016	A	6,092	A	Apr 1, 2016	Apr 1, 2016	Common Stock, par value $.01	6,092	6,092	D
Restricted Stock Units^F1	$0.00	Apr 1, 2016	M	6,092	D	Apr 1, 2016	Apr 1, 2016	Common Stock, par value $.01	6,092	0	D
Restricted Stock Units^F3	$0.00	holding	—	—	—	—	Jun 16, 2017	Common Stock, par value $.01	24,656	24,656	D
Restricted Stock Units^F4	$0.00	holding	—	—	—	—	Jun 16, 2018	Common Stock, par value $.01	28,345	28,345	D
Stock Option (Right to Buy)^F5	$17.64	holding	—	—	—	—	Jun 16, 2022	Common Stock, par value $.01	78,493	78,493	D

F1These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest immediately.
F2Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/16/14 grant date.
F4These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/16/15 grant date.
F5This option vests one-third on each of the first three anniversaries of the 6/16/15 grant date..