SEC Form 4 · accession 0000891839-16-000182
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad Kruchten
Officer — Senior Vice President
Period of report
Aug 24, 2015
Accepted (ET)
Apr 5, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 24, 2015 | A | 7,305 | A | — | Aug 24, 2018 | Common Stock, par value $.01 | 7,305 | 7,305 | I |
Explanation of responses
- F1These restricted stock units, which convert into common stock on a one-for-one basis, were granted to Mr. Kruchten's spouse under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.