SEC Form 4 · accession 0000891839-16-000140
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Parrett
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01F1 | Jan 1, 2016 | M | 2,318 | $0.00 | A | 4,636 | D | |
| Common Stock, par value $.01F2 | Jan 1, 2016 | M | 15,111 | $0.00 | A | 19,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 1, 2016 | M | 2,318 | D | — | — | Common Stock, par value $.01 | 2,318 | 2,321 | D |
| Restricted Stock UnitsF2 | $0.00 | Jan 1, 2016 | M | 15,111 | D | Jan 1, 2016 | Jan 1, 2016 | Common Stock, par value $.01 | 15,111 | 0 | D |
Explanation of responses
- F1These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Parrett and, except as otherwise provided in the award agreement, vest one third on each of 1/1/15, 1/1/16 and 1/1/17, subject to continuous service as a member of the board of directors.
- F2These restricted stock units convert into common stock on a one-for-one basis.