SEC Form 4 · accession 0000891839-15-000122

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Senior Vice President

Period of report

Oct 1, 2015

Accepted (ET)

Oct 5, 2015 · 4:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01^F1	Oct 1, 2015	M	7,691	$0.00	A	7,691	D
Common Stock, par value $.01^F2	Oct 1, 2015	F	3,231	$15.46	D	4,460	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3	$0.00	Oct 1, 2015	M	7,691	D	—	Oct 1, 2017	Common Stock, par value $.01	7,691	15,383	D
Restricted Stock Units^F4	$0.00	Oct 1, 2015	A	11,320	A	—	Oct 1, 2018	Common Stock, par value $.01	11,320	11,320	D
Stock Option (Right to Buy)^F5	$15.46	Oct 1, 2015	A	0	A	—	Sep 30, 2022	Common Stock, par value $.01	0	0	D

F1These restricted stock units convert into common stock on a one-for-basis.
F2Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date.
F4These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the grant date, subject to continued vesting in the event of termination without cause or for good reason.
F5This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the grant date, subject to continued vesting in the event of termination without cause or for good reason. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report.