SEC Form 4 · accession 0000891839-15-000087
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew A. Doheny
Director
Period of report
Aug 11, 2015
Accepted (ET)
Aug 13, 2015 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Aug 11, 2015 | A | 10,074 | A | — | — | Common Stock, par value $.01 | 10,074 | 10,074 | D |
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Stock, par value $.01 | 4,639 | 4,639 | D |
| Phantom StockF2 | $0.00 | holding | — | — | — | — | — | Common Stock, par value $.01 | 2,318 | 2,318 | D |
Explanation of responses
- F1These restricted stock units, which convert on a one-for-one basis, were previously reported by Mr. Doheny and, except as otherwise provided in the award agreement, vest one third on each of 1/1/15, 1/1/16 and 1/1/17, subject to continuous service as a member of the board of directors.
- F2These shares of phantom stock were previously reported by Mr. Doheny. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
- F3These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/1/16 subject to continuous service as a member of the board of directors.