SEC Form 4 · accession 0000891839-15-000035

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel, Sec., SVP

Period of report

Mar 2, 2015

Accepted (ET)

Mar 4, 2015 · 8:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01^F1	Mar 2, 2015	A	138	$0.00	A	232	D
Common Stock, par value $.01^F2	Mar 2, 2015	F	48	$18.19	D	184	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
125% Warrants to purchase Common Stock, par value $.01^F5	$14.93	Mar 2, 2015	A	47	A	Sep 3, 2013	Sep 3, 2018	Common Stock, par value $.01	47	331	D
125% Warrants to purchase Common Stock, par value $.01^F6	$14.93	Mar 2, 2015	F	17	D	Sep 3, 2013	Sep 3, 2018	Common Stock, par value $.01	17	314	D
135% Warrants to purchase Common Stock, par value $.01^F5	$16.12	Mar 2, 2015	A	47	A	Sep 3, 2013	Sep 3, 2018	Common Stock, par value $.01	47	331	D
135% Warrants to purchase Common Stock, par value $.01^F6	$16.12	Mar 2, 2015	F	17	D	Sep 3, 2013	Sep 3, 2018	Common Stock, par value $.01	17	314	D
Restricted Stock Units^F3	$0.00	holding	—	—	—	—	Dec 15, 2017	Common Stock, par value $.01	9,877	9,877	D
Stock Option (Right to Buy)^F4	$20.25	holding	—	—	—	—	Dec 14, 2021	Common Stock, par value $.01	27,286	27,286	D

F1Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
F2Shares withheld to cover tax withholding obligations from the distribution of shares described in footnote 1.
F3Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-to-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date, subject to Ms. Underberg's continuous employment with the Company.
F4Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 12/15/14 grant date, subject to Ms. Underberg's continuous employment with the Company.
F5Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
F6Warrants withheld to cover tax withholding obligations from the distribution of warrants described in footnote 5.