SEC Form 4 · accession 0000891839-15-000034

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technical Officer

Period of report

Mar 2, 2015

Accepted (ET)

Mar 4, 2015 · 8:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01^F1	Mar 2, 2015	A	265	$0.00	A	5,495	D
Common Stock, par value $.01^F2	Mar 2, 2015	F	92	$18.19	D	5,403	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
125% Warrants to purchase Common Stock, par value $.01^F6	$14.93	Mar 2, 2015	A	92	A	Sep 3, 2013	Sep 3, 2018	Common Stock, par value $.01	92	643	D
125% Warrants to purchase Common Stock, par value $.01^F7	$14.93	Mar 2, 2015	F	32	D	Sep 3, 2013	Sep 3, 2018	Common Stock, par value $.01	32	611	D
135% Warrants to purchase Common Stock, par value $.01^F6	$16.12	Mar 2, 2015	A	92	A	Sep 3, 2013	Sep 3, 2018	Common Stock, par value $.01	92	643	D
135% Warrants to purchase Common Stock, par value $.01^F7	$16.12	Mar 2, 2015	F	32	D	Sep 3, 2013	Sep 3, 2018	Common Stock, par value $.01	32	611	D
Restricted Stock Units^F3	$0.00	holding	—	—	—	—	Sep 3, 2016	Common Stock, par value $.01	11,587	11,587	D
Restricted Stock Units^F4	$0.00	holding	—	—	—	—	Sep 3, 2017	Common Stock, par value $.01	9,147	9,147	D
Stock Option (Right to Buy)^F5	$23.78	holding	—	—	—	—	Sep 2, 2021	Common Stock, par value $.01	27,567	27,567	D

F1Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
F2Shares withheld to cover tax withholding obligations from the distribution of shares described in footnote 1.
F3These restricted stock units, which convert into common stock on a one-to-one basis, vest one-third on each of the first three anniversaries of the 9/3/13 grant date.
F4Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-to-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date, subject to Mr. Taber's continuous employment with the Company.
F5Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 9/3/14 grant date, subject to Mr. Taber's continuous employment with the Company.
F6Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
F7Warrants withheld to cover tax withholding obligations from the distribution of warrants described in footnote 6.