SEC Form 4 · accession 0000891839-15-000001

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 1, 2015

Accepted (ET)

Jan 5, 2015 · 8:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01^F1	Jan 1, 2015	M	1,304	$0.00	A	1,304	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Jan 1, 2015	M	1,304	D	—	—	Common Stock, par value $.01	1,304	6,523	D
Restricted Stock Units^F1	$0.00	Jan 1, 2015	D	1,304	D	—	—	Common Stock, par value $.01	1,304	5,219	D
Phantom Stock^F2	$0.00	Jan 1, 2015	A	1,304	A	—	—	Common Stock, $par value $.01	1,304	1,304	D

F1These restricted stock units were previously reported by Mr. Burgess and, except as otherwise provided in the award agreement, vest 33 1/3% on each of 1/1/15, 1/1/16 and 1/1/17, subject to continuous service as a member of the board of directors. Upon vesting of 2,608 shares on 1/1/15, Mr. Burgess deferred the receipt of 1,304 shares of common stock and received instead 1,304 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,304 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
F2Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single sum payment or in a maximum of ten annual installments.