SEC Form 4 · accession 0001678875-18-000001
HMG COURTLAND PROPERTIES INC · HMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander J Arader
Director
Period of report
Mar 7, 2018
Accepted (ET)
Mar 8, 2018 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000311817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | M | 3,000 | $9.31 | A | 3,000 | D | |
| Common Stock | Mar 7, 2018 | F | 1,600 | $15.30 | D | 1,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option(right to buy) | $9.31 | Mar 7, 2018 | M | 3,000 | D | Jun 30, 2016 | Jun 29, 2021 | Common Stock | 3,000 | 0 | D |
| Employee Stock Option(right to buy) | $15.30 | Mar 7, 2018 | A | 1,600 | A | Mar 7, 2018 | Jun 29, 2021 | Common Stock | 1,600 | 1,600 | D |