SEC Form 4 · accession 0001127602-18-002721
WESTAMERICA BANCORPORATION · WABC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Thorson
Officer — SVP/Chief Financial Officer
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000311094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2018 | A | 2,920 | $0.00 | A | 2,920 | D | |
| Common Stock | holding | — | — | — | 446 | I | Esop | |
| Common Stock | holding | — | — | — | 7,152 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $62.155 | Jan 25, 2018 | A | 21,100 | A | Jan 25, 2019 | Jan 25, 2028 | Common Stock | 21,100 | 21,100 | D |
Explanation of responses
- F1Options vest ratably over three years beginning one year from date of grant.