SEC Form 4/A · accession 0001498290-18-000009
EASTERN CO · EML
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Frederick D. DiSanto
Director
Period of report
Sep 14, 2018
Accepted (ET)
Oct 29, 2018 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Sep 14, 2018 | A | 414 | $28.40 | A | 10,279 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 43,797 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1414 shares aquired under the Eastern Company director's fee program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on 9/14/2018
- F2Mr. DiSanto has a pecuniary interest in the shares held in the Ancora Catalyst Fund LP., by virtue of his position as Chairman and CEO of Ancora Advisors, the General Partner of Catalyst.