SEC Form 4 · accession 0001140361-17-025940
EASTERN CO · EML
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick D. DiSanto
Director
Period of report
Jun 21, 2017
Accepted (ET)
Jun 23, 2017 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 21, 2017 | A | 281 | $30.30 | A | 6,762 | D | |
| Common StockF2 | holding | — | — | — | 43,797 | I | By Ancora Catalyst Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1281 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2017.
- F2Mr. DiSanto has a pecuniary interest in the shares held in the Ancora Catalsyt Fund, LP.