SEC Form 5 · accession 0001140361-17-001808
EASTERN CO · EML
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Sullivan III
Officer — Vice President & CFO
Period of report
Dec 31, 2016
Accepted (ET)
Jan 13, 2017 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | A | 692 | — | A | 26,894 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1692 shares acquired at various prices for the period 1/29/2016 through 12/15/2016 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.