SEC Form 4 · accession 0001140361-16-080895
EASTERN CO · EML
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick D. DiSanto
Director
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2016 | A | 384 | $19.53 | A | 5,692 | D | |
| Common StockF2 | holding | — | — | — | 8,700 | I | By Ancora Catalyst Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1384 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016.
- F2Mr. DiSanto has a pecuniary interest in the shares held in the Ancora Catalsyt Fund, LP.