SEC Form 4 · accession 0000310764-19-000036
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Ann Owen
Officer — VP, Strategy and IR
Period of report
Mar 7, 2019
Accepted (ET)
Mar 12, 2019 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2019 | M | 3,402 | $81.14 | A | 11,131 | D | |
| Common Stock | Mar 7, 2019 | M | 13,584 | $93.06 | A | 24,715 | D | |
| Common Stock | Mar 7, 2019 | M | 12,261 | $96.64 | A | 36,976 | D | |
| Common StockF2 | Mar 8, 2019 | S | 29,247 | $185.6204 | D | 7,729 | D | |
| Common Stock | holding | — | — | — | 886 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 02/12/2014 (right to buy)F3 | $81.14 | Mar 7, 2019 | M | 3,402 | D | — | Feb 11, 2024 | Common Stock | 3,402 | 0 | D |
| Employee Stock Option granted 02/11/2015 (right to buy)F3 | $93.06 | Mar 7, 2019 | M | 13,584 | D | — | Feb 10, 2025 | Common Stock | 13,584 | 3,396 | D |
| Employee Stock Option granted 02/10/2016 (right to buy)F3 | $96.64 | Mar 7, 2019 | M | 12,261 | D | — | Feb 9, 2026 | Common Stock | 12,261 | 8,174 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2019.
- F2Represents the average price for transactions in a range from $184.54 to $186.92.
- F3Employee stock option granted pursuant to the Stryker Corporation 2011 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.