SEC Form 4 · accession 0000310764-19-000016
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael David Hutchinson
Officer — General Counsel
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 5, 2019 | M | 5,000 | $42.00 | A | 17,087 | D | |
| Common Stock | Feb 5, 2019 | M | 5,190 | $53.09 | A | 22,277 | D | |
| Common Stock | holding | — | — | — | 678 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 02/10/2009 (right to buy)F3 | $42.00 | Feb 5, 2019 | M | 5,000 | D | — | Feb 9, 2019 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option granted 02/23/2010 (right to buy)F3 | $53.09 | Feb 5, 2019 | M | 5,190 | D | — | Feb 22, 2020 | Common Stock | 5,190 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.
- F2Includes 473 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of December 31, 2018, the date of the latest available statement of the reporting person's ESPP holdings.
- F3Employee stock option granted pursuant to the Stryker Corporation 2006 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.