SEC Form 4 · accession 0000310764-18-000223
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Scannell
Officer — President and COO
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 2:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 17, 2018 | M | 10,568 | $53.09 | A | 141,070 | D | |
| Common StockF3 | Dec 18, 2018 | S | 9,332 | $161.6031 | D | 131,738 | D | |
| Common Stock | holding | — | — | — | 5,239 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 02/23/2010 (right to buy)F4 | $53.09 | Dec 17, 2018 | M | 10,568 | D | — | Feb 22, 2020 | Common Stock | 10,568 | 58,102 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018.
- F2Includes 88 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of December 10, 2018, the date of the latest available statement of the reporting person's ESPP holdings.
- F3Represents the average price for transactions in a range from $160.31 to $162.51.
- F4Employee stock option granted pursuant to the Stryker Corporation 2006 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.