SEC Form 3/A · accession 0000310764-18-000127
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Viju Menon
Officer — Group President
Period of report
May 2, 2018
Accepted (ET)
May 3, 2018 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No securities are beneficially owned. | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 05/01/2018 (right to buy)F1 | $169.42 | holding | — | — | — | — | Apr 30, 2028 | Common Stock | 51,645 | — | D |
| Restricted Stock Units granted 05/01/2018F3,F2 | — | holding | — | — | — | — | — | Common Stock | 10,329 | — | D |
Explanation of responses
- F1Employee stock option granted pursuant to the Stryker Corporation 2011 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.
- F2The Restricted Stock Units vest as to 3,443 shares on May 1, 2019; 3,443 shares on May 1, 2020; and 3,443 shares on May 1, 2021.
- F3Each restricted stock unit represents a contingent right to receive one share of Stryker common stock.
Remarks
The derivative securities were omitted from the reporting person's Form 3. The reporting person's power of attorney is attached hereto as Exhibit 24.