SEC Form 4 · accession 0000310764-18-000090
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bijoy Sagar
Officer — VP, Chief Information Officer
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2018 | M | 612 | $0.00 | A | 2,139 | D | |
| Common Stock | Mar 21, 2018 | F | 302 | $166.51 | D | 1,837 | D | |
| Common StockF2 | Mar 21, 2018 | A | 4,422 | $0.00 | A | 6,259 | D | |
| Common Stock | Mar 21, 2018 | F | 1,537 | $166.51 | D | 4,722 | D | |
| Common Stock | holding | — | — | — | 132 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units granted 2/8/2017F1,F3 | — | Mar 21, 2018 | M | 612 | D | — | — | Common Stock | 612 | 1,836 | D |
Explanation of responses
- F1On March 21, 2018, 612 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2Shares issued upon vesting of Performance Stock Units, and related dividend equivalents, that were earned based on the achievement of pre-established three-year average adjusted diluted net earnings per share goals and sales performance goals.
- F3The Restricted Stock Units vest as to 612 shares on March 21, 2019; and 1,224 shares on March 21, 2020.