SEC Form 4 · accession 0000310764-18-000079
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Berry Jr.
Officer — VP, Corporate Controller
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2018 | M | 618 | $0.00 | A | 618 | D | |
| Common Stock | Mar 21, 2018 | F | 177 | $166.51 | D | 441 | D | |
| Common StockF2 | Mar 21, 2018 | M | 647 | $0.00 | A | 1,088 | D | |
| Common Stock | Mar 21, 2018 | F | 186 | $166.51 | D | 902 | D | |
| Common StockF3 | Mar 21, 2018 | M | 531 | $0.00 | A | 1,433 | D | |
| Common Stock | Mar 21, 2018 | F | 152 | $166.51 | D | 1,281 | D | |
| Common Stock | holding | — | — | — | 346 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units granted 2/11/2015F1 | — | Mar 21, 2018 | M | 618 | D | — | — | Common Stock | 618 | 0 | D |
| Restricted Stock Units granted 2/10/2016F2,F4 | — | Mar 21, 2018 | M | 647 | D | — | — | Common Stock | 647 | 647 | D |
| Restricted Stock Units granted 2/8/2017F3,F5 | — | Mar 21, 2018 | M | 531 | D | — | — | Common Stock | 531 | 1,062 | D |
Explanation of responses
- F1On March 21, 2018, 618 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2On March 21, 2018, 647 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F3On March 21, 2018, 531 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F4The Restricted Stock Units vest as to 647 shares March 21, 2019.
- F5The Restricted Stock Units vest as to 531 shares on March 21, 2019; and 531 shares on March 21, 2020.