SEC Form 4 · accession 0000310764-18-000062
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Floyd
Officer — Group President
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 15, 2018 | M | 5,520 | $54.35 | A | 14,280 | D | |
| Common Stock | Mar 15, 2018 | M | 9,374 | $64.01 | A | 23,654 | D | |
| Common Stock | Mar 15, 2018 | M | 7,888 | $81.14 | A | 31,542 | D | |
| Common Stock | Mar 15, 2018 | M | 8,382 | $93.06 | A | 39,924 | D | |
| Common Stock | Mar 15, 2018 | M | 12,935 | $96.64 | A | 52,859 | D | |
| Common Stock | Mar 15, 2018 | M | 11,020 | $122.51 | A | 63,879 | D | |
| Common StockF3 | Mar 15, 2018 | S | 55,119 | $166.5822 | D | 8,760 | D | |
| Common Stock | holding | — | — | — | 13,096 | I | By Family Limited Partnership | |
| Common Stock | holding | — | — | — | 247 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 12/05/2012 (right to buy)F4 | $54.35 | Mar 15, 2018 | M | 5,520 | D | — | Dec 4, 2022 | Common Stock | 5,520 | 0 | D |
| Employee Stock Option granted 02/13/2013 (right to buy)F4 | $64.01 | Mar 15, 2018 | M | 9,374 | D | — | Feb 12, 2023 | Common Stock | 9,374 | 0 | D |
| Employee Stock Option granted 02/12/2014 (right to buy)F5 | $81.14 | Mar 15, 2018 | M | 7,888 | D | — | Feb 11, 2024 | Common Stock | 7,888 | 7,888 | D |
| Employee Stock Option granted 02/11/2015 (right to buy)F5 | $93.06 | Mar 15, 2018 | M | 8,382 | D | — | Feb 10, 2025 | Common Stock | 8,382 | 16,764 | D |
| Employee Stock Option granted 02/10/2016 (right to buy)F5 | $96.64 | Mar 15, 2018 | M | 12,935 | D | — | Feb 9, 2026 | Common Stock | 12,935 | 38,805 | D |
| Employee Stock Option granted 02/08/2017 (right to buy)F5 | $122.51 | Mar 15, 2018 | M | 11,020 | D | — | Feb 7, 2027 | Common Stock | 11,020 | 44,080 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2018.
- F2Includes 652 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of December 31, 2017, the date of the latest available statement of the reporting person's ESPP holdings.
- F3Represents the average price for transactions in a range from $165.865 to $166.97.
- F4Employee stock option granted pursuant to the Stryker Corporation 2006 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.
- F5Employee stock option granted pursuant to the Stryker Corporation 2011 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.