SEC Form 4 · accession 0000310764-17-000121
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Floyd
Officer — Group President, Orthopaedics
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2017 | M | 22,080 | $54.35 | A | 30,648 | D | |
| Common Stock | Jun 2, 2017 | F | 15,412 | $144.70 | D | 15,236 | D | |
| Common Stock | Jun 2, 2017 | M | 37,496 | $64.01 | A | 52,372 | D | |
| Common Stock | Jun 2, 2017 | F | 27,429 | $144.70 | D | 25,303 | D | |
| Common Stock | Jun 2, 2017 | M | 23,664 | $81.14 | A | 48,967 | D | |
| Common Stock | Jun 2, 2017 | F | 18,660 | $144.70 | D | 30,307 | D | |
| Common Stock | Jun 2, 2017 | M | 16,764 | $93.06 | A | 47,071 | D | |
| Common Stock | Jun 2, 2017 | F | 13,885 | $144.70 | D | 33,186 | D | |
| Common Stock | Jun 2, 2017 | M | 12,935 | $96.64 | A | 46,121 | D | |
| Common Stock | Jun 2, 2017 | F | 10,867 | $144.70 | D | 35,254 | D | |
| Common Stock | Jun 5, 2017 | S | 7,381 | $144.70 | D | 27,873 | D | |
| Common Stock | holding | — | — | — | 13,096 | I | By Family Limited Partnership | |
| Common Stock | holding | — | — | — | 197 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 12/5/2012 (right to buy)F2 | $54.35 | Jun 2, 2017 | M | 22,080 | D | — | Dec 4, 2022 | Common Stock | 22,080 | 5,520 | D |
| Employee Stock Option granted 2/13/2013 (right to buy)F2 | $64.01 | Jun 2, 2017 | M | 37,496 | D | — | Feb 12, 2023 | Common Stock | 37,496 | 9,374 | D |
| Employee Stock Option granted 2/12/2014 (right to buy)F3 | $81.14 | Jun 2, 2017 | M | 23,664 | D | — | Feb 11, 2024 | Common Stock | 23,664 | 15,776 | D |
| Employee Stock Option granted 2/11/2015 (right to buy)F3 | $93.06 | Jun 2, 2017 | M | 16,764 | D | — | Feb 10, 2025 | Common Stock | 16,764 | 25,146 | D |
| Employee Stock Option granted 2/10/2016 (right to buy)F3 | $96.64 | Jun 2, 2017 | M | 12,935 | D | — | Feb 9, 2026 | Common Stock | 12,935 | 51,740 | D |
Explanation of responses
- F1Includes 460 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of December 31, 2016, the date of the latest available statement of the reporting person's ESPP holdings.
- F2Employee stock option granted pursuant to the Stryker Corporation 2006 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.
- F3Employee stock option granted pursuant to the Stryker Corporation 2011 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.