SEC Form 4 · accession 0000310764-17-000114
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lonny J Carpenter
Officer — Group President
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 10:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | M | 22,000 | $67.80 | A | 88,484 | D | |
| Common Stock | May 10, 2017 | F | 16,115 | $134.87 | D | 72,369 | D | |
| Common Stock | May 10, 2017 | M | 56,250 | $42.00 | A | 128,619 | D | |
| Common Stock | May 10, 2017 | F | 35,412 | $134.87 | D | 93,207 | D | |
| Common Stock | holding | — | — | — | 2,636 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 2/12/2008 (right to buy)F1 | $67.80 | May 10, 2017 | M | 22,000 | D | — | Feb 11, 2018 | Common Stock | 22,000 | 0 | D |
| Employee Stock Option granted 2/10/2009 (right to buy)F2 | $42.00 | May 10, 2017 | M | 56,250 | D | — | Feb 9, 2019 | Common Stock | 56,250 | 0 | D |
Explanation of responses
- F1Employee stock option granted pursuant to the Stryker Corporation 1998 Stock Option Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.
- F2Employee stock option granted pursuant to the Stryker Corporation 2006 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.