SEC Form 4 · accession 0000310764-17-000108
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Floyd
Officer — Group President, Orthopaedics
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 9:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2017 | M | 723 | $0.00 | A | 9,403 | D | |
| Common Stock | May 1, 2017 | F | 375 | $136.37 | D | 8,568 | D | |
| Common Stock | holding | — | — | — | 197 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units granted 05/01/2015F1,F3 | $0.00 | May 1, 2017 | D | 723 | A | — | — | Common Stock | 723 | 723 | D |
Explanation of responses
- F1On May 1, 2017, 723 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2Includes 460 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of December 31, 2016, the date of the latest available statement of the reporting person's ESPP holdings.
- F3The Restricted Stock Units vest as to 723 shares on May 1, 2018.