SEC Form 4 · accession 0000310764-17-000075
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Berry Jr.
Officer — Vice President, Controller
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2017 | M | 647 | $0.00 | A | 647 | D | |
| Common Stock | Mar 21, 2017 | F | 205 | $132.59 | D | 442 | D | |
| Common StockF2 | Mar 21, 2017 | M | 618 | $0.00 | A | 1,060 | D | |
| Common Stock | Mar 21, 2017 | F | 196 | $132.59 | D | 864 | D | |
| Common StockF3 | Mar 21, 2017 | M | 647 | $0.00 | A | 1,511 | D | |
| Common Stock | Mar 21, 2017 | F | 205 | $132.59 | D | 1,306 | D | |
| Common Stock | holding | — | — | — | 295 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units granted 02/12/2014F1 | — | Mar 21, 2017 | M | 647 | D | — | — | Common Stock | 647 | 0 | D |
| Restricted Stock Units granted 02/21/2015F2,F4 | — | Mar 21, 2017 | M | 618 | D | — | — | Common Stock | 618 | 618 | D |
| Restricted Stock Units granted 02/10/2016F3,F5 | — | Mar 21, 2017 | M | 647 | D | — | — | Common Stock | 647 | 1,294 | D |
Explanation of responses
- F1On March 21, 2017, 647 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2On March 21, 2017, 618 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F3On March 21, 2017, 647 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F4The Restricted Stock Units vest as to 618 shares on March 21, 2018.
- F5The Restricted Stock Units vest as to 647 shares on March 21, 2018 and 647 shares on March 21, 2019.