SEC Form 4 · accession 0000310764-17-000002
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yin C Becker
Officer — VP, Comm. and Public Affairs
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 1:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 11,660 | $67.80 | A | 28,599 | D | |
| Common StockF2 | Jan 4, 2017 | S | 11,660 | $120.2165 | D | 16,939 | D | |
| Common Stock | holding | — | — | — | 1,940 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $67.80 | Jan 3, 2017 | M | 11,660 | D | — | Feb 11, 2018 | Common Stock | 11,660 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2016.
- F2Represents the average price for transactions in a range from $119.40 to $120.64.
- F3Employee stock option granted pursuant to the Stryker Corporation 1998 Stock Option Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.