SEC Form 4 · accession 0000310764-16-000479
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lonny J Carpenter
Officer — Group President
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 2, 2016 | M | 538 | $0.00 | A | 59,584 | D | |
| Common Stock | Dec 2, 2016 | F | 249 | $111.75 | D | 59,335 | D | |
| Common Stock | holding | — | — | — | 2,628 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units granted 12/02/2014F2,F3 | — | Dec 2, 2016 | M | 538 | D | — | — | Common Stock | 538 | 1,075 | D |
Explanation of responses
- F1On December 2, 2016, 538 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of Stryker Common Stock.
- F3The Restricted Stock Units vest as to 1,075 shares on December 2, 2017.