SEC Form 4 · accession 0000310764-16-000473
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lonny J Carpenter
Officer — Group President
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 18,000 | $62.65 | A | 72,846 | D | |
| Common StockF1 | Nov 18, 2016 | F | 13,800 | $110.65 | D | 59,046 | D | |
| Common Stock | holding | — | — | — | 2,628 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Granted 02/14/2007F2 | $62.65 | Nov 18, 2016 | M | 18,000 | D | — | Feb 13, 2017 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F113,800 shares were withheld to cover the option cost and applicable taxes.
- F2Employee stock option granted pursuant to the Stryker Corporation 1998 Stock Option Plan, exercisable as to 20% on each of the first five anniversaries of date of grant.