SEC Form 4 · accession 0000310764-16-000463
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Kathryn Fink
Officer — VP, Global Human Resources
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 1, 2016 | M | 2,099 | $0.00 | A | 5,604 | D | |
| Common Stock | Nov 1, 2016 | F | 664 | $115.35 | D | 4,940 | D | |
| Common Stock | holding | — | — | — | 119 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units granted 11/01/2013F1 | — | Nov 1, 2016 | M | 2,099 | D | — | — | Common Stock | 2,099 | 0 | D |
Explanation of responses
- F1On November 1, 2016, 2,099 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2Includes 147 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of September 30, 2016, the date of the latest available statement of the reporting person's ESPP holdings.