SEC Form 4 · accession 0000310764-16-000439
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yin C Becker
Officer — VP, Comm. and Public Affairs
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 11, 2016 | M | 12,000 | $62.65 | A | 28,939 | D | |
| Common StockF2 | Oct 12, 2016 | S | 12,000 | $114.0331 | D | 16,939 | D | |
| Common Stock | holding | — | — | — | 1,935 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $62.65 | Oct 11, 2016 | M | 12,000 | D | — | Feb 13, 2017 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2016.
- F2Represents the average price for transactions in a range from $113.65 to $114.37.
- F3Employee stock option granted pursuant to the Stryker Corporation 1998 Stock Option Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.