SEC Form 4 · accession 0000310764-16-000379
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Ann Owen
Officer — VP, Strategy and IR
Period of report
Jul 1, 2016
Accepted (ET)
Jul 7, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 3,638 | $53.60 | A | 10,753 | D | |
| Common Stock | Jul 1, 2016 | M | 3,036 | $59.70 | A | 13,789 | D | |
| Common StockF2 | Jul 5, 2016 | S | 6,674 | $121.2106 | D | 7,115 | D | |
| Common Stock | holding | — | — | — | 774 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $53.60 | Jul 1, 2016 | M | 3,638 | D | — | Feb 20, 2022 | Common Stock | 3,638 | 3,638 | D |
| Common StockF3 | $59.70 | Jul 1, 2016 | M | 3,036 | D | — | Feb 8, 2021 | Common Stock | 3,036 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2016.
- F2Represents the average price for transactions in a range from $120.25 to $121.51.
- F3Employee stock option granted pursuant to the Stryker Corporation 1998 Stock Option Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.