SEC Form 4 · accession 0000310764-16-000358
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Scannell
Officer — Group President
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 11:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2016 | M | 47,000 | $62.65 | A | 126,938 | D | |
| Common StockF2 | May 31, 2016 | F | 37,055 | $111.77 | D | 89,883 | D | |
| Common Stock | May 31, 2016 | M | 48,400 | $67.80 | A | 138,283 | D | |
| Common StockF3 | May 31, 2016 | F | 39,233 | $111.77 | D | 99,050 | D | |
| Common StockF4 | May 31, 2016 | S | 9,945 | $110.7169 | D | 89,105 | D | |
| Common Stock | holding | — | — | — | 5,017 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF5 | $62.65 | May 31, 2016 | M | 47,000 | D | — | Feb 13, 2017 | Common Stock | 47,000 | 0 | D |
| Common StockF5 | $67.80 | May 31, 2016 | M | 48,400 | D | — | Feb 11, 2018 | Common Stock | 48,400 | 0 | D |
Explanation of responses
- F1Includes 82 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of March 31, 2016, the date of the latest available statement of the reportingperson's ESPP holdings.
- F237,055 shares were withheld to cover the option cost and applicable taxes.
- F339,233 shares were withheld to cover the option cost and applicable taxes.
- F4Represents the average price for transactions in a range from $110.60 to $110.795.
- F5Employee stock option granted pursuant to the Stryker Corporation 1998 Stock Option Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.