SEC Form 4 · accession 0000310764-16-000339
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Floyd
Officer — Group President
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2016 | M | 723 | $0.00 | A | 999 | D | |
| Common Stock | May 1, 2016 | F | 375 | $109.01 | D | 624 | D | |
| Common Stock | holding | — | — | — | 12,748 | I | By Family Limited Partnership | |
| Common Stock | holding | — | — | — | 196 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | — | May 1, 2016 | M | 723 | D | — | — | Common Stock | 723 | 1,446 | D |
Explanation of responses
- F1On May 1, 2016, 723 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2Includes 276 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of March 31, 2016, the date of the latest available statement of the reportingperson's ESPP holdings.
- F3Each restricted stock unit represents a contingent right to receive one share of Stryker common stock.
- F4The Restricted Stock Units vest as to 723 shares on May 1, 2017 and 723 shares on May 1, 2018.