SEC Form 4 · accession 0000310764-16-000301
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Ann Owen
Officer — V.P., Strategy & Investor Rel.
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | M | 10,914 | $53.60 | A | 28,715 | D | |
| Common StockF2 | Apr 4, 2016 | S | 10,914 | $109.287 | D | 17,801 | D | |
| Common Stock | holding | — | — | — | 711 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 02/21/2012 (right to buy)F3 | $53.60 | Apr 1, 2016 | M | 10,914 | D | — | Feb 20, 2022 | Common Stock | 10,914 | 7,276 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2015.
- F2Represents the average price for transactions in a range from $108.60 to $109.75
- F3Employee stock option granted pursuant to the Stryker Corporation 2011 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.