SEC Form 4 · accession 0000310764-16-000284
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Kathryn Fink
Officer — VP, Global Human Resources
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 21, 2016 | M | 668 | $0.00 | A | 3,216 | D | |
| Common Stock | Mar 21, 2016 | F | 212 | $104.95 | D | 3,004 | D | |
| Common StockF3 | Mar 21, 2016 | M | 582 | $0.00 | A | 3,586 | D | |
| Common Stock | Mar 21, 2016 | F | 184 | $104.95 | D | 3,402 | D | |
| Common Stock | holding | — | — | — | 62 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units granted 02/12/2014F1,F4 | — | Mar 21, 2016 | M | 668 | D | — | — | Common Stock | 668 | 668 | D |
| Restricted Stock Units granted 02/11/2015F3,F5 | — | Mar 21, 2016 | M | 582 | D | — | — | Common Stock | 582 | 1,164 | D |
Explanation of responses
- F1On March 21, 2016, 668 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2Includes 44 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of December 31, 2015, the date of the latest available statement of the reporting person's ESPP holdings.
- F3On March 21, 2016, 582 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F4The restricted stock units vest as to 668 shares on March 21, 2017.
- F5The restricted stock units vest as to 582 shares on March 21, 2017 and 582 shares on March 21, 2018.