SEC Form 4 · accession 0000310764-16-000249
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Floyd
Officer — Group President, Orthopaedics
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 20, 2016 | G | 5,436 | $0.00 | D | 201 | D | |
| Common Stock | Jan 20, 2016 | G | 5,436 | $0.00 | A | 5,436 | I | By family limited partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 02/10/2016 (right to buy)F3 | $96.64 | Feb 10, 2016 | A | 64,675 | A | — | Feb 9, 2026 | Common Stock | 64,675 | 64,675 | D |
Explanation of responses
- F1The reporting person transferred these shares to a family limited partnership of which the reporting person and his wife are the sole general partners and sole limited partners.
- F2Includes 201 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of December 31, 2015, the date of the latest available statement of the reporting person's ESPP holdings.
- F3Employee stock option granted pursuant to the Stryker Corporation 2011 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.