SEC Form 4 · accession 0000310764-16-000239
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronda E Stryker
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2016 | S | 6,000 | $96.2895 | D | 8,430,233 | I | By Revocable Trust |
| Common Stock | Feb 12, 2016 | S | 6,000 | $95.9038 | D | 8,424,233 | I | By Revocable Trust |
| Common Stock | holding | — | — | — | 16,534,847 | I | By L. Lee Stryker Trust | |
| Common Stock | holding | — | — | — | 40,000 | I | By Husband | |
| Common Stock | holding | — | — | — | 192,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option granted 02/10/2016 (right to buy)F2 | $96.64 | Feb 10, 2016 | A | 4,570 | A | — | Feb 9, 2026 | Common Stock | 4,570 | 4,570 | D |
| Restricted Stock Units granted 02/10/2016F3,F4 | — | Feb 10, 2016 | A | 915 | A | — | — | Common Stock | 915 | 915 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2015.
- F2Stock option granted pursuant to the Stryker Corporation 2011 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.
- F3Each restricted stock unit represents a contingent right to receive one share of Stryker Common Stock.
- F4The Restricted Stock Units vest as to 100% of the shares on March 21, 2017.