SEC Form 4 · accession 0000310764-16-000183
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Ann Owen
Officer — V.P., Strategy & Investor Rel.
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2015 | M | 12,144 | $59.70 | A | 25,737 | D | |
| Common StockF2 | Dec 31, 2015 | S | 12,144 | $93.4495 | D | 13,593 | D | |
| Common Stock | holding | — | — | — | 711 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option granted 02/09/2011 (right to buy)F3 | $59.70 | Dec 30, 2015 | M | 12,144 | D | — | Feb 8, 2021 | Common Stock | 12,144 | 3,036 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2014.
- F2Represents the average price for transactions in a range from $93.01 to $93.72
- F3Employee stock option granted pursuant to the Stryker Corporation 2006 Stock Option Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.