SEC Form 4 · accession 0000310764-15-000060
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Scannell
Officer — Group President
Period of report
Mar 21, 2015
Accepted (ET)
Mar 24, 2015 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 21, 2015 | M | 6,000 | $0.00 | A | 55,221 | D | |
| Common Stock | Mar 21, 2015 | F | 3,111 | $93.65 | D | 52,110 | D | |
| Common StockF3 | Mar 21, 2015 | A | 8,302 | $0.00 | A | 60,412 | D | |
| Common Stock | Mar 21, 2015 | F | 4,306 | $93.65 | D | 56,106 | D | |
| Common Stock | holding | — | — | — | 4,805 | I | by 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units granted 02/21/2012F1 | — | Mar 21, 2015 | M | 6,000 | D | — | — | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1On March 21, 2015, 6,000 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2Includes 82 shares of Stryker Common Stock acquired pursuant to Stryker Corporation's Employee Stock Purchase Plan ("ESPP") as of December 31, 2014, the date of the latest available statement of the reporting person's ESPP holdings.
- F3Shares issued upon vesting of Performance Stock Units, and related dividend equivalents, that were earned based on the achievement of pre-established three-year average adjusted diluted net earnings per share goals and sales performance goals.