SEC Form 4 · accession 0000310764-15-000057
STRYKER CORP · SYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lonny J Carpenter
Officer — Group President
Period of report
Mar 21, 2015
Accepted (ET)
Mar 24, 2015 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2015 | M | 6,000 | $0.00 | A | 46,743 | D | |
| Common Stock | Mar 21, 2015 | F | 2,702 | $93.65 | D | 44,041 | D | |
| Common StockF2 | Mar 21, 2015 | A | 6,436 | $0.00 | A | 50,477 | D | |
| Common Stock | Mar 21, 2015 | F | 2,067 | $93.65 | D | 48,410 | D | |
| Common Stock | holding | — | — | — | 2,448 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units granted 02/21/2012F1 | — | Mar 21, 2015 | M | 6,000 | D | — | — | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1On March 21, 2015, 6,000 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
- F2Shares issued upon vesting of Performance Stock Units, and related dividend equivalents, that were earned based on the achievement of pre-established three-year average adjusted diluted net earnings per share goals and sales performance goals.