SEC Form 4 · accession 0001127602-17-027187
STANDEX INTERNATIONAL CORP/DE/ · SXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross McGovern
Officer — Vice President Human Resources
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 6, 2017 | A | 1,108 | $0.00 | A | 4,066 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4 | $68.025 | holding | — | — | — | Sep 6, 2020 | Sep 6, 2020 | Common Stock | 174 | 174 | D |
Explanation of responses
- F1Includes grant of 1,305 shares of restricted stock under the Long Term Incentive Plan of the Company that vest on September 1, 2018.
- F2Includes grant of 501 shares of restricted stock under the Long Term Incentive Plan of the Company that vest on September 9, 2018.
- F3Grant of restricted stock pursuant to Long Term Incentive Plan of the Company which cliff vests three years from date of award.
- F4Contingent Purchase of Phantom Stock of the Company pursuant to Long Term Incentive Plan vesting three years after the date of purchase in the form of Common Stock.