SEC Form 4 · accession 0001127602-17-027185
STANDEX INTERNATIONAL CORP/DE/ · SXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Dunbar
Officer — President/CEO · Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2017 | A | 7,003 | $0.00 | A | 56,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | $68.025 | holding | — | — | — | Sep 6, 2020 | Sep 6, 2020 | Common Stock | 2,292 | 2,292 | D |
Explanation of responses
- F1Grant of restricted stock pursuant to Long Term Incentive Plan of the Company which cliff vests three years from the date of award.
- F2Contingent purchase of Phantom Stock of the Company pursuant to Long Term Incentive Plan vesting three years after the date of purchase in the form of Common Stock.