SEC Form 4 · accession 0001127602-16-065508
STANDEX INTERNATIONAL CORP/DE/ · SXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas H Muller III
Director
Period of report
Oct 27, 2016
Accepted (ET)
Oct 31, 2016 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2016 | M | 216 | $55.755 | A | 8,952 | D | |
| Common Stock | Oct 27, 2016 | M | 215 | $58.35 | A | 9,167 | D | |
| Common Stock | Oct 27, 2016 | M | 324 | $61.9725 | A | 9,491 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units | $55.76 | Oct 27, 2016 | M | 216 | D | Sep 9, 2017 | Sep 9, 2017 | Common Stock | 216 | 0 | D |
| Phantom Stock Units | $58.35 | Oct 27, 2016 | M | 215 | D | Sep 9, 2018 | Sep 9, 2018 | Common Stock | 215 | 0 | D |
| Phantom Stock Units | $61.97 | Oct 27, 2016 | M | 324 | D | Sep 6, 2019 | Sep 6, 2019 | Common Stock | 324 | 0 | D |
Explanation of responses
- F1Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors.