SEC Form 4 · accession 0001127602-16-062262
STANDEX INTERNATIONAL CORP/DE/ · SXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D. DeByle
Officer — Vice President/CFO
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2016 | F | 607 | $86.31 | D | 56,537 | D | |
| Common Stock | Sep 6, 2016 | M | 2,221 | $39.56 | A | 57,144 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units | $61.97 | Sep 6, 2016 | A | 1,818 | A | Sep 6, 2019 | Sep 6, 2019 | Common Stock | 1,818 | 1,818 | D |
| Phantom Stock Units | $39.56 | Sep 6, 2016 | M | 2,221 | D | Sep 6, 2016 | Sep 6, 2016 | Common Stock | 2,221 | 0 | D |
Explanation of responses
- F1Vesting of Phantom Stock pursuant to the Company's Long Term Incentive Plan.
- F2Contingent purchase of Phantom Stock of the Company pursuant to the Long Term Incentive Plan vesting three years after the date of purchase in the form of Common Stock.