SEC Form 4 · accession 0001127602-16-049313
STANDEX INTERNATIONAL CORP/DE/ · SXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Rosen
Officer — Vice President/Secretary
Period of report
Apr 15, 2016
Accepted (ET)
Apr 18, 2016 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2016 | F | 1,342 | $78.77 | D | 34,408 | D | |
| Common Stock | Apr 15, 2016 | A | 749 | $0.00 | A | 35,157 | D | |
| Common Stock | Apr 15, 2016 | F | 243 | $78.77 | D | 34,914 | D | |
| Common Stock | Apr 15, 2016 | A | 621 | $0.00 | A | 35,535 | D | |
| Common Stock | Apr 15, 2016 | F | 202 | $78.77 | D | 35,333 | D | |
| Common Stock | Apr 15, 2016 | M | 717 | $39.56 | A | 36,050 | D | |
| Common Stock | Apr 15, 2016 | F | 233 | $78.77 | D | 35,817 | D | |
| Common Stock | Apr 15, 2016 | M | 454 | $58.35 | A | 36,271 | D | |
| Common Stock | Apr 15, 2016 | F | 147 | $78.77 | D | 36,124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units | $39.56 | Apr 15, 2016 | M | 717 | D | Sep 6, 2016 | Sep 6, 2016 | Common Stock | 717 | 0 | D |
| Phantom Stock Units | $58.35 | Apr 15, 2016 | M | 454 | D | Sep 9, 2018 | Sep 9, 2018 | Common Stock | 454 | 0 | D |
Explanation of responses
- F1Award of Stock pursuant to the Company's Long Term Incentive Plan
- F2Vesting of Phantom Stock pursuant to the Company's Long Term Incentive Plan.