SEC Form 4 · accession 0001225208-16-041014
Merck & Co., Inc. · MRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rochelle B Lazarus
Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 2, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | M | 5,000 | $51.86 | A | 9,594 | D | |
| Common Stock | Nov 2, 2016 | M | 5,000 | $38.04 | A | 14,594 | D | |
| Common Stock | Nov 2, 2016 | M | 5,000 | $35.19 | A | 19,594 | D | |
| Common Stock | Nov 2, 2016 | M | 5,000 | $24.30 | A | 24,594 | D | |
| Common Stock | Nov 2, 2016 | S | 20,000 | $59.06 | D | 4,594 | D | |
| Common Stock | holding | — | — | — | 1,757 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $51.86 | Nov 2, 2016 | M | 5,000 | D | Apr 27, 2008 | Apr 26, 2017 | Common Stock | 5,000 | 0 | D |
| Stock Option (right to buy)F2 | $38.04 | Nov 2, 2016 | M | 5,000 | D | Apr 30, 2009 | Apr 29, 2018 | Common Stock | 5,000 | 0 | D |
| Stock Option (right to buy)F3 | $24.30 | Nov 2, 2016 | M | 5,000 | D | May 1, 2010 | Apr 30, 2019 | Common Stock | 5,000 | 0 | D |
| Stock Option (right to buy)F4 | $35.19 | Nov 2, 2016 | M | 5,000 | D | Aug 4, 2011 | Aug 3, 2020 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The option became exercisable in equal installments on 4/27/2008, 4/27/2009 and 4/27/2010.
- F2The option became exercisable in equal installments on 4/30/2009, 4/30/2010 and 4/30/2011.
- F3The option became exercisable in equal installments on 5/1/2010, 5/1/2011 and 5/1/2012.
- F4The option became exercisable in equal installments on 8/4/2011, 8/4/2012 and 8/4/2013.